Carol Fan
范嘉琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Fan (范嘉琳), a licensed former licensee with CE reference AXU891. This person has 5.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2015-11-17 | 2016-09-20 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-13 | 2016-09-20 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-05 | 2016-09-20 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-08-05 | 2015-11-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carol Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.