Alice Shem Ling Lam
藍琛玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Shem Ling Lam (藍琛玲), a licensed former licensee with CE reference AXO114. This person has 0.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NF Trinity Capital (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-01-20 | 2015-03-31 |
| Seres Asset Management Limited 瑞時投資管理有限公司 |
Rep | Type 9 - Asset management | 2011-07-12 | 2011-08-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alice Shem Ling Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.