Rikio Shima
志摩力男
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rikio Shima (志摩力男), a licensed former licensee with CE reference AXI362. This person has 0.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aktis Capital Advisory Limited 瀚曦投資咨詢有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-25 | 2011-10-13 |
| Aktis Capital Advisory Limited 瀚曦投資咨詢有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-07-25 | 2011-10-13 |
| Aktis Capital Advisory Limited 瀚曦投資咨詢有限公司 |
Rep | Type 9 - Asset management | 2011-06-23 | 2011-10-13 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Rikio Shima during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.