Woon Ngai Lam

林煥藝
CE No. AXA347 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Woon Ngai Lam (林煥藝), a licensed former licensee with CE reference AXA347. This person has 2.6 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
China Jianxin Financial Services Limited
中國建信金融服務有限公司
Rep Type 1 - Dealing in securities 2013-04-19 2013-12-20
China Jianxin Financial Services Limited
中國建信金融服務有限公司
Rep Type 4 - Advising on securities 2013-04-19 2013-12-20
Chinawide Securities Limited
中匯証券有限公司
Rep Type 4 - Advising on securities 2011-06-13 2013-03-15
Chinawide Securities Limited
中匯証券有限公司
Rep Type 1 - Dealing in securities 2011-04-21 2013-03-15

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Woon Ngai Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Jialin Deng Chinawide Securities Limited 2011–2013
Shu Kay Chow Chinawide Securities Limited 2011–2013
Woon Kun Lam Chinawide Securities Limited 2011–2013
Chun Man Chan Chinawide Securities Limited 2011–2013
Jialin Su Chinawide Securities Limited 2011–2012
Po Ting Lee Chinawide Securities Limited 2012–2013
Wai Ping Tsap Chinawide Securities Limited 2011–2012
Pei Wei Fang China Jianxin Financial Services Limited 2013
Leon Lum Hung China Jianxin Financial Services Limited 2013
Noel Hiu Yen Leung China Jianxin Financial Services Limited 2013
Dennis Kok Fu Ying China Jianxin Financial Services Limited 2013
Wai Pui Chap China Jianxin Financial Services Limited 2013
Yin Cheung Yau China Jianxin Financial Services Limited 2013
Carl Kar Ho Wong China Jianxin Financial Services Limited 2013
Yin Ki Yau China Jianxin Financial Services Limited 2013
Hiu Lam Wong Chinawide Securities Limited 2012
Vincent Wing Sum Wong China Jianxin Financial Services Limited 2013
Chung Ping Chan China Jianxin Financial Services Limited 2013
Chak Hung Tang China Jianxin Financial Services Limited 2013
Chi Fung Chan China Jianxin Financial Services Limited 2013
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