Yi Ching Lee
李伊晴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Ching Lee (李伊晴), a licensed former licensee with CE reference AWX835. This person has 11.2 years of SFC licence history. Total licence records on file: 10.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 4 - Advising on securities | 2021-10-07 | 2024-02-29 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 9 - Asset management | 2021-10-07 | 2024-02-29 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-16 | 2020-07-31 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-09-20 | 2020-07-31 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 - Asset management | 2017-09-20 | 2020-07-31 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-20 | 2018-07-16 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-20 | 2017-09-20 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-06-20 | 2017-09-20 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-01 | 2016-12-16 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-04-01 | 2016-12-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Ching Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.