Tak Wan Yam
任德運
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wan Yam (任德運), a licensed former licensee with CE reference AWT370. This person has 9.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-04 | 2021-03-09 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-04 | 2021-03-09 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-11 | 2017-08-08 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-21 | 2016-05-20 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-25 | 2014-06-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Wan Yam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.