Pui Lam Wan
尹珮琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Lam Wan (尹珮琳), a licensed former licensee with CE reference AWS923. This person has 1.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-25 | 2012-11-06 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-02-25 | 2011-08-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Lam Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.