Cindy Ka Li Tam
譚嘉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Ka Li Tam (譚嘉莉), a licensed former licensee with CE reference AWS582. This person has 4.2 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Atlas Capital Asset Management (HK) Limited 阿特拉斯資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-22 | 2021-11-19 |
| Atlas Capital Asset Management (HK) Limited 阿特拉斯資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-12-22 | 2021-11-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-24 | 2014-05-01 |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-05 | 2014-05-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-28 | 2014-05-01 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Cindy Ka Li Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kin Cheung Cheung | Atlas Capital Asset Management (HK) Limited | 2020–2021 |
| Kin Sang Cheung | Atlas Capital Asset Management (HK) Limited | 2020–2021 |
| Yi Deng | Atlas Capital Asset Management (HK) Limited | 2021 |