Jonathan Sutton Bayes

CE No. AWP415 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Sutton Bayes, a licensed former licensee with CE reference AWP415. This person has 1.7 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2012-07-23 2012-12-29
Trafalgar Capital Management (HK) Limited RO Type 9 - Asset management 2011-08-18 2012-03-31
Trafalgar Capital Management (HK) Limited Rep Type 9 - Asset management 2011-01-10 2011-08-18

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Jonathan Sutton Bayes during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Christopher James Aarons Trafalgar Capital Management (HK) Limited 2011–2012
Michael Ashley Millard Trafalgar Capital Management (HK) Limited 2011–2012
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