Ruofan Yu
俞若帆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruofan Yu (俞若帆), a licensed former licensee with CE reference AWO106. This person has 2.4 years of SFC licence history. Total licence records on file: 3.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-18 | 2013-06-10 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-31 | 2013-06-10 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-31 | 2013-06-10 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Ruofan Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sunny Ho Sun Chan | Sheng Yuan Securities Limited | 2011–2013 |
| Man Chun Tsang | Sheng Yuan Securities Limited | 2011–2013 |
| Pak Keung Li | Sheng Yuan Securities Limited | 2011–2013 |
| Raymond Kar Hang Yip | Sheng Yuan Securities Limited | 2011–2013 |
| Kai Xiao | Sheng Yuan Securities Limited | 2011–2013 |
| Alexander Ho Yin Pau | Sheng Yuan Securities Limited | 2011–2013 |
| Yang Lu | Sheng Yuan Securities Limited | 2011–2013 |
| Mei Chun Li | Sheng Yuan Securities Limited | 2011–2013 |
| Kwok Cheung Hui | Sheng Yuan Securities Limited | 2011–2013 |
| Ho Kwan Lau | Sheng Yuan Securities Limited | 2011–2013 |
| Chiu Lan Wan | Sheng Yuan Securities Limited | 2012–2013 |
| Siu Yee Mak | Sheng Yuan Securities Limited | 2011 |
| Yu Shun Tang | Sheng Yuan Securities Limited | 2012–2013 |
| Michael Kaufmann | Sheng Yuan Securities Limited | 2011 |