Brian Fredric Pringle
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Fredric Pringle, a licensed former licensee with CE reference AWK765. This person has 0.2 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xeram and Company (Asia) Limited | Rep | Type 4 - Advising on securities | 2010-12-31 | 2011-03-31 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Brian Fredric Pringle during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Thaddeus Thomas Beczak | Xeram and Company (Asia) Limited | 2010–2011 |
| Frederick Cheuk Kei Fu | Xeram and Company (Asia) Limited | 2010–2011 |
| Peter C Kuo | Xeram and Company (Asia) Limited | 2010–2011 |
| Xiaowei Feng | Xeram and Company (Asia) Limited | 2010–2011 |
| Jason Yuk Lun Wong | Xeram and Company (Asia) Limited | 2010–2011 |
| Francis Kwok Yu Au | Xeram and Company (Asia) Limited | 2010–2011 |
| Constant Chi-Ping Tang | Xeram and Company (Asia) Limited | 2010–2011 |
| Zuoli Xu | Xeram and Company (Asia) Limited | 2010–2011 |
| Michael Gerald Bristowe | Xeram and Company (Asia) Limited | 2010–2011 |