Shaohua Yao
姚少華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaohua Yao (姚少華), a licensed Responsible Officer with CE reference AWK450. Currently licensed at 1 firm(s): ABCI Securities Company Limited. Active regulated activities: Type 4 - Advising on securities. This person has 9.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2025-03-03 | present |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-04 | 2025-03-03 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-01 | 2011-03-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-01 | 2011-03-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-12-01 | 2011-03-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2010-12-01 | 2011-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shaohua Yao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.