Hua Luo
羅華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hua Luo (羅華), a licensed former licensee with CE reference AWJ906. This person has 13.7 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
RO | Type 4 - Advising on securities | 2021-05-28 | 2024-10-21 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-07 | 2024-10-21 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-28 | 2018-09-07 |
| Silver Leaf Asset Management Limited 銀葉資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-28 | 2024-01-16 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-28 | 2018-06-12 |
| Silver Leaf Asset Management Limited 銀葉資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-02-28 | 2024-01-16 |
| Lion Futures Limited 獅子期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-02-28 | 2025-03-04 |
| Lion Futures Limited 獅子期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-02-28 | 2025-03-04 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-23 | 2017-08-31 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-11-23 | 2017-08-31 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2016-11-23 | 2017-08-31 |
| HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-11-23 | 2017-08-31 |
| Longrun Financial Group Limited 朗潤金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-16 | 2016-11-01 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-06-24 | 2015-09-06 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-24 | 2015-09-06 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-26 | 2015-09-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hua Luo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.