Shue Wing Lam
林澍榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shue Wing Lam (林澍榮), a licensed former licensee with CE reference AWG919. This person has 0.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-17 | 2011-09-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-22 | 2011-05-04 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-11-22 | 2011-05-04 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Shue Wing Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hung Ngok Wong | Quest Stockbrokers (HK) Limited | 2011 |
| Jason Sin Ming Chiu | Quest Stockbrokers (HK) Limited | 2011 |
| Kin Kwong Lai | Quest Stockbrokers (HK) Limited | 2011 |
| Chun Kuen Sin | Quest Stockbrokers (HK) Limited | 2011 |