Sheila Shao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheila Shao, a licensed former licensee with CE reference AWE431. This person has 8.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-15 | 2019-06-28 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-11-27 | 2019-06-28 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2015-11-27 | 2019-06-28 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-15 | 2015-11-27 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-09-15 | 2015-11-27 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 9 - Asset management | 2011-08-10 | 2015-08-22 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 1 - Dealing in securities | 2010-10-26 | 2012-02-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sheila Shao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.