Simon John Fischer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon John Fischer, a licensed former licensee with CE reference AVW178. This person has 9.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tora Trading Services Limited | RO | Type 2 - Dealing in futures contracts | 2018-07-25 | 2020-10-31 |
| Tora Trading Services Limited | RO | Type 1 - Dealing in securities | 2013-12-16 | 2020-10-31 |
| Tora Trading Services Limited | RO | Type 7 - Providing automated trading services | 2013-12-16 | 2020-10-31 |
| Tora Trading Services Limited | Rep | Type 1 - Dealing in securities | 2013-08-05 | 2013-12-16 |
| Tora Trading Services Limited | Rep | Type 7 - Providing automated trading services | 2013-08-05 | 2013-12-16 |
| Aletheia Analyst Network Limited | RO | Type 1 - Dealing in securities | 2012-09-21 | 2012-11-01 |
| Aletheia Analyst Network Limited | Rep | Type 4 - Advising on securities | 2012-07-11 | 2012-11-01 |
| Aletheia Analyst Network Limited | Rep | Type 1 - Dealing in securities | 2010-10-08 | 2012-09-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon John Fischer during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.