Nan Yang
楊楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Yang (楊楠), a licensed former licensee with CE reference AVT459. This person has 14.2 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-20 | 2025-04-15 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-20 | 2025-04-15 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-12-20 | 2025-04-15 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-06 | 2022-12-20 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 4 - Advising on securities | 2018-08-06 | 2022-12-20 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-08-06 | 2022-12-20 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-12 | 2018-08-06 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-12 | 2018-08-06 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-12 | 2018-08-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-31 | 2018-03-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-31 | 2018-03-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-03-31 | 2018-03-30 |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
Rep | Type 9 - Asset management | 2012-09-13 | 2014-03-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-30 | 2012-05-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-30 | 2012-05-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-30 | 2012-05-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nan Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.