Wai Yu Law
羅偉瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yu Law (羅偉瑜), a licensed former licensee with CE reference AVQ914. This person has 0.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-06 | 2011-04-05 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-06 | 2011-04-05 |