Dominic Anthony Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Anthony Smith, a licensed former licensee with CE reference AVO477. This person has 12.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | Rep | Type 1 - Dealing in securities | 2020-11-30 | 2025-05-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-29 | 2021-01-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-23 | 2015-07-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dominic Anthony Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.