Daniel Nie
聶曉光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Nie (聶曉光), a licensed former licensee with CE reference AVM807. This person has 5.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Capital Markets (HK) Limited 瑞穗資本市場(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-04 | 2016-04-14 |
| Mizuho Capital Markets (HK) Limited 瑞穗資本市場(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-04 | 2016-04-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel Nie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.