Gary Wai Lok Lam
林偉樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Wai Lok Lam (林偉樂), a licensed Responsible Officer with CE reference AVE418. Currently licensed at 1 firm(s): TFI Securities and Futures Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 15.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-04 | present |
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-01 | 2018-04-04 |
| Riche Bright Securities Limited 富明證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-03 | 2016-06-01 |
| Merdeka Securities Limited 領智證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-08-09 | 2016-04-29 |
| Merdeka Securities Limited 領智證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-21 | 2011-08-09 |
| Starling Group Securities Limited 德裕金號證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-02-01 | 2011-06-14 |
| Starling Group Securities Limited 德裕金號證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-21 | 2011-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gary Wai Lok Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.