Xianghua Cao
曹向華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xianghua Cao (曹向華), a licensed former licensee with CE reference AVC718. This person has 1.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-27 | 2012-01-23 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-30 | 2012-01-23 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-30 | 2012-01-23 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-04 | 2011-09-16 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-04 | 2011-09-16 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-04 | 2011-09-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-03 | 2010-07-15 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-03 | 2010-07-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xianghua Cao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.