Wei-Horng Hsieh
謝偉鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei-Horng Hsieh (謝偉鴻), a licensed former licensee with CE reference AVC357. This person has 8.9 years of SFC licence history. Total licence records on file: 15.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-29 | 2020-07-17 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 - Advising on securities | 2019-07-29 | 2020-07-17 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 9 - Asset management | 2019-07-29 | 2020-07-17 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-04 | 2019-06-02 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 - Advising on securities | 2016-11-25 | 2019-06-02 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 - Asset management | 2016-11-25 | 2019-06-02 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2013-11-05 | 2016-09-18 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-11-05 | 2016-09-18 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-07-12 | 2013-11-05 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 4 - Advising on securities | 2012-07-12 | 2016-09-18 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 9 - Asset management | 2012-07-12 | 2016-09-18 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-04 | 2012-07-12 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 - Asset management | 2011-07-04 | 2012-07-12 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-29 | 2010-07-19 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-04-29 | 2010-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wei-Horng Hsieh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.