Kwan Yee So
蘇坤儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Yee So (蘇坤儀), a licensed former licensee with CE reference AUZ985. This person has 7.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | Rep | Type 1 - Dealing in securities | 2010-04-12 | 2018-02-01 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2010-04-12 | 2018-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Yee So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Samson Yiu Cho Lui | CAIIS Limited | 2010–2018 |
| Moon Sung Chang | CAIIS Limited | 2010–2018 |
| Moon Fuk Cheung | CAIIS Limited | 2010–2018 |
| Chun Yu Choy | CAIIS Limited | 2010–2018 |
| Ping Hui Chu | CAIIS Limited | 2010–2018 |
| Yvonne Pui Yeung Chan | CAIIS Limited | 2010–2018 |
| Timothy Kwok Cheung Lo | CAIIS Limited | 2010–2018 |
| Janet Kar Ming Lau | CAIIS Limited | 2010–2018 |
| Michelle Wu | CAIIS Limited | 2010–2018 |
| Catherine Pik Yiu Tsoi | CAIIS Limited | 2010–2017 |
| Cynthia Shuet Kwan Wong | CAIIS Limited | 2012–2018 |
| Yin Wa Cheung | CAIIS Limited | 2012–2018 |
| Fernand Jean-Luc Anglada | CAIIS Limited | 2010–2015 |
| Lap Fai Lee | CAIIS Limited | 2010–2015 |
| Yuk Ting Wong | CAIIS Limited | 2013–2018 |
| Yeuk Yu Tai | CAIIS Limited | 2010–2014 |
| Gee Eun Lee | CAIIS Limited | 2012–2016 |
| Mei San Leung | CAIIS Limited | 2010–2014 |
| Annie Shuk Ming Leung | CAIIS Limited | 2010–2014 |
| Ho Yan Wong | CAIIS Limited | 2014–2018 |