Liu Liu
劉柳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liu Liu (劉柳), a licensed former licensee with CE reference AUY369. This person has 1.5 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bluefin HK Limited | Rep | Type 1 - Dealing in securities | 2010-07-05 | 2012-01-20 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Liu Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Bertrand Kerwin Chan | Bluefin HK Limited | 2010–2012 |
| Jing Zhao | Bluefin HK Limited | 2010–2012 |