Wai Sum Kwan
關蕙心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sum Kwan (關蕙心), a licensed former licensee with CE reference AUX266. This person has 2.0 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-02-20 | 2014-02-01 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-25 | 2011-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Sum Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.