Ling Por Lau

劉凌波
CE No. AUX152 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Por Lau (劉凌波), a licensed former licensee with CE reference AUX152. This person has 1.3 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 - Dealing in securities 2011-05-13 2011-10-25
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2011-05-13 2011-10-25
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 4 - Advising on securities 2011-05-13 2011-10-25
IAM Legacy Limited
星安傳承有限公司
Rep Type 4 - Advising on securities 2010-06-17 2011-04-30

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ling Por Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ho Tat Wong IAM Legacy Limited 2010–2011
Man Wai Wong IAM Legacy Limited 2010–2011
Alexander Leung IAM Legacy Limited 2010–2011
Geoffrey Chi Yuen Chan IAM Legacy Limited 2010–2011
Chi Hang Chan IAM Legacy Limited 2010–2011
Benjamin Cheong Wah Kwan IAM Legacy Limited 2010–2011
Mei Yan Leung IAM Legacy Limited 2010–2011
Cheung Chi Law IAM Legacy Limited 2010–2011
Annie Yuk Chun Lee IAM Legacy Limited 2010–2011
Ho Keung Lam IAM Legacy Limited 2010–2011
Shu Kwan Lee IAM Legacy Limited 2010–2011
Hiu Fai Ma IAM Legacy Limited 2010–2011
Eric Cheuk Fai Shek IAM Legacy Limited 2010–2011
Chun Kuen Ken Tsui IAM Legacy Limited 2010–2011
Man Kin Tsang IAM Legacy Limited 2010–2011
Shu Shum Leung IAM Legacy Limited 2010–2011
Wai Ki Lam IAM Legacy Limited 2010–2011
Wai Man Lau IAM Legacy Limited 2010–2011
Wasabi Yun Yu Lee IAM Legacy Limited 2010–2011
Yee Lai Lam IAM Legacy Limited 2010–2011
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