Kang Ming Chu
朱鏡明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kang Ming Chu (朱鏡明), a licensed former licensee with CE reference AUX009. This person has 1.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-19 | 2011-09-27 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-19 | 2011-09-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-18 | 2011-06-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-18 | 2011-06-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kang Ming Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.