Sanjay Jain
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sanjay Jain, a licensed former licensee with CE reference AUW893. This person has 4.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Technologies Limited | Rep | Type 4 - Advising on securities | 2018-12-14 | 2019-05-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-21 | 2014-05-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-17 | 2011-07-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-19 | 2010-04-19 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Sanjay Jain during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Syed Ali Raza Naqvi | Aletheia Technologies Limited | 2018–2019 |
| Ting Sze Tsoi | Aletheia Technologies Limited | 2018–2019 |
| Ying Hang Choi | Aletheia Technologies Limited | 2018–2019 |
| Vijay Kumar Dayal Harjani | Aletheia Technologies Limited | 2018–2019 |
| Prashant Achyut Gokhale | Aletheia Technologies Limited | 2018–2019 |
| Qian Cai | Aletheia Technologies Limited | 2018–2019 |
| Ya Xue | Aletheia Technologies Limited | 2018–2019 |
| Keith Kwok Ki Yeung | Aletheia Technologies Limited | 2018–2019 |