Tao Shen
沈濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Shen (沈濤), a licensed former licensee with CE reference AUS961. This person has 7.6 years of SFC licence history. Total licence records on file: 3.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-13 | 2026-04-22 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-29 | 2021-12-07 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-17 | 2012-02-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tao Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Du Liu | BOCI Research Limited | 2010–2012 |
| Sheng Yao | BOCI Research Limited | 2010–2012 |
| Chi Sing Lau | BOCI Research Limited | 2010–2012 |
| Qiong Wu | BOCI Research Limited | 2010–2012 |
| Wenzhou Hu | BOCI Research Limited | 2010–2012 |
| Ngan Pak | BOCI Research Limited | 2010–2012 |
| Bingnan Ye | BOCI Research Limited | 2010–2012 |
| Jinhua Yin | BOCI Research Limited | 2010–2012 |
| Belle Chan | BOCI Research Limited | 2010–2012 |
| Suk Man Chan | BOCI Research Limited | 2010–2012 |
| Xue Feng | BOCI Research Limited | 2010–2012 |
| Wei Wang | BOCI Research Limited | 2010–2012 |
| Jianping Du | BOCI Research Limited | 2010–2012 |
| Yukun Le | BOCI Research Limited | 2010–2012 |
| Pan Li | BOCI Research Limited | 2010–2012 |
| Huiming Liu | BOCI Research Limited | 2010–2012 |
| Simon Ka Wai Lo | BOCI Research Limited | 2010–2012 |
| Xi Liu | BOCI Research Limited | 2010–2012 |
| Xiaoman Ni | BOCI Research Limited | 2010–2012 |
| Qi Shi | BOCI Research Limited | 2010–2012 |