Louis Siu Kei Chong
莊紹基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Siu Kei Chong (莊紹基), a licensed former licensee with CE reference AUQ039. This person has 1.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-06-29 | 2011-10-01 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-29 | 2011-10-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2011-06-29 | 2011-10-01 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-27 | 2011-04-20 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-27 | 2011-04-20 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-27 | 2011-04-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Louis Siu Kei Chong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.