Louis Siu Kei Chong

莊紹基
CE No. AUQ039 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Siu Kei Chong (莊紹基), a licensed former licensee with CE reference AUQ039. This person has 1.5 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
SG Asset Finance (Hong Kong) Limited Rep Type 1 - Dealing in securities 2011-06-29 2011-10-01
Newedge Broker Hong Kong Limited
新際經紀香港有限公司
Rep Type 2 - Dealing in futures contracts 2011-06-29 2011-10-01
SG Asset Finance (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2011-06-29 2011-10-01
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 1 - Dealing in securities 2010-01-27 2011-04-20
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 4 - Advising on securities 2010-01-27 2011-04-20
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 6 - Advising on corporate finance 2010-01-27 2011-04-20

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Louis Siu Kei Chong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chiraz Berkane Lavaud Newedge Broker Hong Kong Limited 2011
Sung Biu Bill Lawrence Chiu Newedge Broker Hong Kong Limited 2011
Wai Tak Yam Newedge Broker Hong Kong Limited 2011
Bing Liu Newedge Broker Hong Kong Limited 2011
Manuel Gonzalez Villavecchia Newedge Broker Hong Kong Limited 2011
Nelson King Sau Pang Newedge Broker Hong Kong Limited 2011
Haiyan Luo Newedge Broker Hong Kong Limited 2011
Si Liu Newedge Broker Hong Kong Limited 2011
Chi Yan Lawrence Kwan Newedge Broker Hong Kong Limited 2011
Koon Nam Cheung Newedge Broker Hong Kong Limited 2011
Yi Sum Li Newedge Broker Hong Kong Limited 2011
Guewen Remy Brian Cotteau Newedge Broker Hong Kong Limited 2011
Frederick Ian Kit Chu Newedge Broker Hong Kong Limited 2011
Ramir Roque Clavano Cimafranca Newedge Broker Hong Kong Limited 2011
Desmond Tik Man Chan Newedge Broker Hong Kong Limited 2011
Jacob Thomas Phelps Newedge Broker Hong Kong Limited 2011
Rita Chi Lin Lee Newedge Broker Hong Kong Limited 2011
Man Wai Lee Newedge Broker Hong Kong Limited 2011
Ernest Tai Wai Kong Newedge Broker Hong Kong Limited 2011
Ka Ki Au Newedge Broker Hong Kong Limited 2011
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