Rachel Wan Yan Chan
陳韻因
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rachel Wan Yan Chan (陳韻因), a licensed Representative with CE reference AUP390. Currently licensed at 1 firm(s): UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 10.8 years of SFC licence history. Total licence records on file: 2.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-27 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-21 | 2011-07-04 |