Hok Yin Li

李學賢
CE No. AUN085 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Yin Li (李學賢), a licensed former licensee with CE reference AUN085. This person has 1.1 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Bluemount Securities Limited
藍山證券有限公司
RO Type 1 - Dealing in securities 2020-06-08 2021-06-30
Bluemount Securities Limited
藍山證券有限公司
RO Type 4 - Advising on securities 2020-06-08 2021-06-30
Bluemount Asset Management Limited
藍山資產管理有限公司
RO Type 9 - Asset management 2020-06-08 2021-06-30

Worked alongside

The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Hok Yin Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kuen Cheong Lai Bluemount Asset Management Limited 2020–2021
Hoi Hin Khoo Bluemount Asset Management Limited 2020–2021
King Chun Horace Leung Bluemount Asset Management Limited 2020–2021
Wai Sze Wong Bluemount Asset Management Limited 2020–2021
Siu Wan Lo Bluemount Securities Limited 2020–2021
Hok Lai Li Bluemount Asset Management Limited 2020–2021
Ka Man Yan Bluemount Asset Management Limited 2020–2021
Leung Yu Fong Bluemount Securities Limited 2020–2021
Nga Ying Hui Bluemount Asset Management Limited 2020–2021
Ming Sung Weng Bluemount Asset Management Limited 2020
Anthony Sheung Man Cheung Bluemount Securities Limited 2020
Explore the interactive colleague network →

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