David Charles H. de Lacy Staunton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Charles H. de Lacy Staunton, a licensed former licensee with CE reference AUK185. This person has 11.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capstone Financial (HK) Limited | RO | Type 1 - Dealing in securities | 2018-03-20 | 2020-05-07 |
| Capstone Financial (HK) Limited | RO | Type 9 - Asset management | 2018-03-20 | 2021-08-03 |
| Capstone Financial (HK) Limited | Rep | Type 1 - Dealing in securities | 2015-03-13 | 2018-03-20 |
| Capstone Financial (HK) Limited | Rep | Type 9 - Asset management | 2015-03-13 | 2018-03-20 |
| Capstone Financial (HK) Limited | RO | Type 4 - Advising on securities | 2010-03-12 | 2021-08-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Charles H. de Lacy Staunton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.