Ki Yip
葉奇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ki Yip (葉奇), a licensed former licensee with CE reference AUF153. This person has 12.6 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-22 | 2023-10-01 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-08-22 | 2023-10-01 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-22 | 2023-10-01 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-08-22 | 2023-10-01 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-07 | 2017-08-20 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-10 | 2017-03-07 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-10 | 2017-08-20 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-16 | 2016-10-31 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-16 | 2016-10-31 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-07-17 | 2014-05-14 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-30 | 2014-05-14 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-30 | 2013-07-17 |
| Topmore Commodities Limited 德盛期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-04-03 | 2013-05-07 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-23 | 2013-05-07 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-14 | 2013-04-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ki Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.