Katharine Hall Tremaine
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katharine Hall Tremaine, a licensed former licensee with CE reference AUC799. This person has 0.3 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BTIG Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-11-12 | 2010-02-23 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Katharine Hall Tremaine during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Louisa Yun Yun Liu | BTIG Hong Kong Limited | 2009–2010 |
| Wai Chun Ng | BTIG Hong Kong Limited | 2009–2010 |
| Charles Randell Crofton-Atkins | BTIG Hong Kong Limited | 2009–2010 |
| Travis Robert Colby | BTIG Hong Kong Limited | 2009–2010 |
| Betty Ching Man Ho | BTIG Hong Kong Limited | 2009–2010 |
| Christian H Kielland | BTIG Hong Kong Limited | 2009–2010 |
| Timothy Tin Ming Lo | BTIG Hong Kong Limited | 2009–2010 |
| Nathan Keith Mintz | BTIG Hong Kong Limited | 2009–2010 |
| Britt-Karin Oliver | BTIG Hong Kong Limited | 2009–2010 |
| Grant Erskine Tod Mason | BTIG Hong Kong Limited | 2009–2010 |
| Timothy John McLaughlin | BTIG Hong Kong Limited | 2010 |
| Charles Chi Pang Chen | BTIG Hong Kong Limited | 2009 |