Rong-Rong Liu
劉戎戎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rong-Rong Liu (劉戎戎), a licensed former licensee with CE reference AUC396. This person has 2.0 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-15 | 2011-12-31 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 - Asset management | 2009-12-15 | 2011-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rong-Rong Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.