James Phillip Haynie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Phillip Haynie, a licensed former licensee with CE reference AUB942. This person has 0.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-04-26 | 2012-05-26 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-14 | 2011-03-16 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-09 | 2009-12-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Phillip Haynie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.