Heath Adam Flock
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Heath Adam Flock, a licensed former licensee with CE reference AUA246. This person has 2.2 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMT Advisors Asia Limited | Rep | Type 9 - Asset management | 2009-10-29 | 2011-12-31 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Heath Adam Flock during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Christophe Philibert Georges Ciarlet-Bouisset | CMT Advisors Asia Limited | 2009–2011 |
| Scott Allan Casto | CMT Advisors Asia Limited | 2009–2011 |
| James Relerford Helvey III | CMT Advisors Asia Limited | 2009–2011 |
| Philippe Jacques Petiard | CMT Advisors Asia Limited | 2009–2011 |
| Yajie Yu | CMT Advisors Asia Limited | 2010–2011 |
| Sven Jorgen Driessen | CMT Advisors Asia Limited | 2010–2011 |
| Stefan Antonin de Haas | CMT Advisors Asia Limited | 2010–2011 |
| Dominique Du Fosse | CMT Advisors Asia Limited | 2010–2011 |
| Paul Simon Lewis | CMT Advisors Asia Limited | 2009–2010 |
| Lin Xu | CMT Advisors Asia Limited | 2010–2011 |
| Yuk Lung Tsang | CMT Advisors Asia Limited | 2009–2010 |
| Runme Chong Yau Wong | CMT Advisors Asia Limited | 2009–2010 |
| Wing Kin Chan | CMT Advisors Asia Limited | 2009–2010 |
| Yau Moon Tsai | CMT Advisors Asia Limited | 2009–2010 |
| Henry Wing Hang Chan | CMT Advisors Asia Limited | 2009–2010 |