Brian Lim Ah Ken
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Lim Ah Ken, a licensed former licensee with CE reference ATO203. This person has 14.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pantheon Ventures (HK) LLP | RO | Type 1 - Dealing in securities | 2020-04-29 | 2023-12-31 |
| Pantheon Ventures (HK) LLP | RO | Type 4 - Advising on securities | 2013-06-20 | 2023-12-31 |
| Pantheon Ventures (HK) LLP | Rep | Type 4 - Advising on securities | 2010-07-02 | 2013-06-20 |
| Pantheon Capital (Asia) Limited | Rep | Type 4 - Advising on securities | 2009-08-13 | 2010-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Brian Lim Ah Ken during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.