Ai Iwasaki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ai Iwasaki, a licensed former licensee with CE reference ATG867. This person has 4.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-05 | 2014-02-20 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-05 | 2014-02-20 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-07-02 | 2012-06-22 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-02 | 2012-06-22 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-07-02 | 2012-06-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ai Iwasaki during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.