Sandeep Aggarwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandeep Aggarwal, a licensed former licensee with CE reference ASY696. This person has 10.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-04-25 | 2019-09-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-04-25 | 2019-09-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-01 | 2013-04-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-01 | 2013-04-25 |