Bok Hee Han
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bok Hee Han, a licensed former licensee with CE reference ASL547. This person has 1.5 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shinhan Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-06-18 | 2010-10-15 |
| Shinhan Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-06-18 | 2010-10-15 |
| Shinhan Securities Asia Limited | RO | Type 1 - Dealing in securities | 2009-11-23 | 2010-06-18 |
| Shinhan Securities Asia Limited | RO | Type 4 - Advising on securities | 2009-11-23 | 2010-06-18 |
| Shinhan Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-03-30 | 2009-11-23 |
| Shinhan Securities Asia Limited | Rep | Type 4 - Advising on securities | 2009-03-30 | 2009-11-23 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Bok Hee Han during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Sung Soo Kim | Shinhan Securities Asia Limited | 2009–2010 |
| Chang Ho Lee | Shinhan Securities Asia Limited | 2009–2010 |
| Sang Soo Joo | Shinhan Securities Asia Limited | 2009–2010 |