Yiping Mao
毛宜平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiping Mao (毛宜平), a licensed former licensee with CE reference ASI402. This person has 2.0 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-01 | 2011-02-19 |
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-20 | 2010-03-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiping Mao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.