Ti-Yun Tsai
蔡笛韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ti-Yun Tsai (蔡笛韻), a licensed former licensee with CE reference ASF961. This person has 11.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited | Rep | Type 4 - Advising on securities | 2019-11-18 | 2022-03-18 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-31 | 2019-08-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-24 | 2016-05-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-13 | 2011-04-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ti-Yun Tsai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.