Bart Joseph Broadman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bart Joseph Broadman, a licensed former licensee with CE reference ASC634. This person has 1.1 years of SFC licence history. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alphadyne Asset Management (HK) Limited | RO | Type 9 - Asset management | 2009-03-25 | 2010-04-30 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Bart Joseph Broadman during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Kwok Ching Kam | Alphadyne Asset Management (HK) Limited | 2009–2010 |
| Simon Charles Klassen | Alphadyne Asset Management (HK) Limited | 2009–2010 |