Teruyuki Sato
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Teruyuki Sato, a licensed former licensee with CE reference ARW179. This person has 5.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2009-09-03 | 2014-01-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-09-03 | 2014-01-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-20 | 2009-09-03 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-11-20 | 2014-01-30 |