Richard John Seaward
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard John Seaward, a licensed former licensee with CE reference ARV277. This person has 8.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-11-03 | 2017-06-30 |
| Parry International Trading Limited | RO | Type 1 - Dealing in securities | 2015-11-25 | 2016-10-03 |
| Parry International Trading Limited | Rep | Type 1 - Dealing in securities | 2015-10-20 | 2015-11-25 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2013-02-18 | 2015-09-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 - Advising on securities | 2013-02-18 | 2015-09-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-12 | 2013-02-18 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-12 | 2013-02-18 |
| Mirabaud (Asia) Limited | RO | Type 1 - Dealing in securities | 2009-07-06 | 2012-08-20 |
| Mirabaud (Asia) Limited | RO | Type 4 - Advising on securities | 2009-07-06 | 2012-08-20 |
| Mirabaud (Asia) Limited | Rep | Type 1 - Dealing in securities | 2008-11-06 | 2009-07-06 |
| Mirabaud (Asia) Limited | Rep | Type 4 - Advising on securities | 2008-11-06 | 2009-07-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard John Seaward during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.