Jonathan William Sturmey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan William Sturmey, a licensed former licensee with CE reference ARS748. This person has 3.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Religare Capital Markets (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2012-05-14 | 2014-06-30 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2012-05-14 | 2014-06-30 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2012-05-14 | 2014-06-30 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2009-01-08 | 2010-07-02 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-01-08 | 2010-07-02 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-22 | 2009-01-08 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-22 | 2009-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jonathan William Sturmey during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.