Ulrich Alexander Behm
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ulrich Alexander Behm, a licensed former licensee with CE reference ARR399. This person has 14.0 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-11-27 | 2022-12-12 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-11-27 | 2022-12-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ulrich Alexander Behm during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.